| Z-2059-2020 — Heartware, Inc. | Class I Apr 3, 2020 |
| Z-2057-2020 — Heartware, Inc. | Class I Apr 3, 2020 |
| Z-2055-2020 — Heartware, Inc. | Class I Apr 3, 2020 |
| Z-2056-2020 — Heartware, Inc. | Class I Apr 3, 2020 |
| Z-2058-2020 — Heartware, Inc. | Class I Apr 3, 2020 |
| F-0924-2020 — Homestead Creamery, Inc. | Class I Apr 1, 2020 |
| F-0891-2020 — MIN JIANG FOOD STORE INC DBA KOI KOI TRADING | Class I Mar 26, 2020 |
| Z-0107-2022 — Smiths Medical ASD Inc. | Class I Mar 24, 2020 |
| Z-1567-2020 — LeMaitre Vascular, Inc. | Class I Mar 23, 2020 |
| D-1255-2020 — Avet Pharmaceuticals, Inc. | Class I Mar 23, 2020 |
| D-1254-2020 — Avet Pharmaceuticals, Inc. | Class I Mar 23, 2020 |
| F-0889-2020 — Winter Gardens Quality Foods, Inc. | Class I Mar 20, 2020 |
| F-0863-2020 — Tiffany Food Corp. | Class I Mar 20, 2020 |
| Z-1747-2020 — Vascular Solutions, Inc. | Class I Mar 16, 2020 |
| D-1080-2020 — Y-O Management LLC, Dba Natural Remedy Store | Class I Mar 16, 2020 |
| D-1094-2020 — Dr. Reddy's Laboratories, Inc. | Class I Mar 16, 2020 |
| F-0892-2020 — Mountain Rose Inc. Dba Mountain Rose Herbs | Class I Mar 16, 2020 |
| F-0858-2020 — Chicago Indoor Garden, Inc. | Class I Mar 12, 2020 |
| F-0860-2020 — Chicago Indoor Garden, Inc. | Class I Mar 12, 2020 |
| F-0861-2020 — Chicago Indoor Garden, Inc. | Class I Mar 12, 2020 |
| F-0859-2020 — Chicago Indoor Garden, Inc. | Class I Mar 12, 2020 |
| F-0910-2020 — Forest Mushroom Food Inc. | Class I Mar 11, 2020 |
| F-0844-2020 — Pero Family Farms Company | Class I Mar 10, 2020 |
| F-0840-2020 — Dole Fresh Vegetables Inc | Class I Mar 6, 2020 |
| F-0890-2020 — Hong Bin Foods LLC | Class I Mar 6, 2020 |
| F-0843-2020 — Vita Food Products, Inc. | Class I Mar 3, 2020 |
| F-0846-2020 — Whole Foods Market | Class I Mar 2, 2020 |
| F-0871-2020 — New Capstone, Inc | Class I Mar 2, 2020 |
| F-0796-2020 — Choice Products LLC. | Class I Feb 26, 2020 |
| F-0829-2020 — Shearer'S Snacks | Class I Feb 24, 2020 |
| F-0845-2020 — Moonstruck Chocolate Company | Class I Feb 21, 2020 |
| F-0797-2020 — Saratoga Potato Chips LLC | Class I Feb 18, 2020 |
| Z-1528-2020 — Micro Therapeutics Inc, Dba Ev3 Neurovascular | Class I Feb 14, 2020 |
| Z-1527-2020 — Micro Therapeutics Inc, Dba Ev3 Neurovascular | Class I Feb 14, 2020 |
| Z-1555-2020 — Boston Scientific Corporation | Class I Feb 11, 2020 |
| F-0759-2020 — Blendtopia Products, LLC | Class I Feb 10, 2020 |
| F-0760-2020 — Blendtopia Products, LLC | Class I Feb 10, 2020 |
| F-0763-2020 — Blendtopia Products, LLC | Class I Feb 10, 2020 |
| F-0762-2020 — Blendtopia Products, LLC | Class I Feb 10, 2020 |
| F-0761-2020 — Blendtopia Products, LLC | Class I Feb 10, 2020 |
| D-0863-2020 — Taro Pharmaceuticals U.S.A., Inc. | Class I Feb 7, 2020 |
| F-0742-2020 — PNW Veg Co LLC | Class I Feb 7, 2020 |
| F-0765-2020 — Whole Foods Market | Class I Feb 4, 2020 |
| F-0764-2020 — Whole Foods Market | Class I Feb 4, 2020 |
| F-0767-2020 — Whole Foods Market | Class I Feb 4, 2020 |
| Z-1361-2020 — CareFusion 303, Inc. | Class I Feb 4, 2020 |
| Z-1362-2020 — CareFusion 303, Inc. | Class I Feb 4, 2020 |
| Z-1360-2020 — CareFusion 303, Inc. | Class I Feb 4, 2020 |
| Z-1359-2020 — CareFusion 303, Inc. | Class I Feb 4, 2020 |
| F-0766-2020 — Whole Foods Market | Class I Feb 4, 2020 |